Please read all the following risk disclosure statements and information material prior to trading with Global-American Investments.

Global-American Investments Client Margin and Risk Disclosure Documents

Margin Disclosure Statement
Online Access Disclosure
SEC Daytrading Disclosure
FINRA Risk Disclosure Statement
SEC - What You Need to Know About Trading In Fast-Moving Markets
Extended Hours Trading Risk Disclosure
Anti-Money Laundering Statement
Customer Complaints

If you click on one of the sites below, you will be leaving GA-Securities.com.

FINRA - Securities Industry Regulation
SEC - Securities Industry Regulation

FINRA- Online Trading
FINRA - Purchasing On Margin & Risks Involved
FINRA - Understanding Margin
OCC - Characteristics and Risks of Standardized Options

Global American Investments Inc. clears all its trades on a fully disclosed basis through Penson Financial Services Inc.The firm receives remuneration for directing orders in equity securities to particular broker/dealers or market centers for execution. Such remuneration is considered compensation to the firm, and the source and amount of any compensation received by the firm in connection with your transaction will be disclosed upon written request. If you have any further inquiries, please direct them to the Compliance Officer at Global American Investments, Inc. For more information visit the following websites.

SEC RULE 606 - Quality of Execution Reports
SEC RULE 606

For any questions call GAI compliance at 909-396-8899