Please read all the following risk disclosure statements and information material prior to trading with Global-American Investments.

Global-American Investments Client Margin and Risk Disclosure Documents

Margin Disclosure Statement
Online Access Disclosure
SEC Daytrading Disclosure
FINRA Risk Disclosure Statement
SEC - What You Need to Know About Trading In Fast-Moving Markets
Extended Hours Trading Risk Disclosure
Anti-Money Laundering Statement
Customer Complaints


If you click on one of the sites below, you will be leaving GA-Securities.com.

FINRA - Securities Industry Regulation
SEC - Securities Industry Regulation

FINRA- Online Trading
FINRA - Purchasing On Margin & Risks Involved
FINRA - Understanding Margin
OCC - Characteristics and Risks of Standardized Options

Click following links to read updated Option Characteristics and Risk disclosure supplements:

April 2007 Supplement. May 2007 Supplement. June 2007 Supplement. April 2008 Supplement.

Sep. 2008 Supplement. Dec. 2009 Supplement. May 2010 Supplement. Jan. 2011 Supplement.

Mar. 2011 Supplement.

Global American Investments Inc. clears all its trades on a fully disclosed basis through Penson Financial Services Inc.The firm receives remuneration for directing orders in equity securities to particular broker/dealers or market centers for execution. Such remuneration is considered compensation to the firm, and the source and amount of any compensation received by the firm in connection with your transaction will be disclosed upon written request. If you have any further inquiries, please direct them to the Compliance Officer at Global American Investments, Inc. For more information visit the following websites.

SEC RULE 606

Penson Best Execution Rule 606

Knight Best Execution Rule 606

NASDAQ Best Execution Rule 606

For any questions call GAI compliance at 909-396-8899

 
The risk of loss in electronic trading can be substantial. You should therefore consider whether such trading is suitable for you in light of your circumstances and financial resources. Not all securities, products or services described are available in all countries, and nothing herein is an offer or solicitation of securities products and services in any jurisdiction where their offer or sale is not qualified or exempt from registration. Please be aware that in the event of a power failure or brownout, customers may have a potential problem reaching Global-American Investments, Inc., or being able to access their accounts to trade. Copyright 2000, 2001. All rights reserved. ©